park avenue securities terms of withdrawal

/FontBBox [ -122 -680 623 1021 ] If you are unable to download the application or have any questions, please contact your investment professional at Park Avenue Securities. There is tangible construction momentum across Canterbury Commons and our efforts continue to show promise on the business development front, added Canterburys Vice President of Real Estate, Jason Haugen. /BaseFont /DDACTR+Wingdings endobj 0t;S;nyh=Xr'8^M%Ul):%Kgh!f;@ $dBAdc?f 9:H7/R|xX^^9h=QVY8N3!riGaxA?S5 U9B|C8|n$olq;I 3TDyZ<4fBK95$ << /Length 345 >> 399 548 333 333 333 576 537 333 975 722 722 722 722 666 610 777 The Guardian community of over 9,000 employees and our network of over 2,500 financial representatives is committed to serving with expertise when, where and how our clients need us. 888-600-4667. Contact. As your financial objectives change, though, your advisor will amend your portfolio to reflect them. Since our founding in 1860, our long-term view has helped our customers prepare for whatever life brings whether starting a family, planning for the future or taking care of employees. The content of this summary, and the available detailed report, is governed by FINRA Rule 8312, and is primarily based on information filed on uniform registration forms.Rule 8312, amendments to the rule and notices related to U.S. Securities and Exchange Commission approval orders, can be viewed here.. State regulators are governed by their public records laws (not FINRA Rule 8312), and may . 600 600 600 600 600 600 600 600 9 0 obj /Subtype /TrueType These commissions may be earned from the sale of investment or insurance products and are paid by the companies providing the products being sold. The major indices all registered gains compared to last week's closing levels, but concerns about inflation and Fed policy kept a limit on index performance. /Encoding /WinAnsiEncoding >> advisor. /Type /Font /Type /Outlines 556 556 556 556 556 556 889 556 556 556 556 556 556 556 556 556 Does your firm, or anyone associated with the firm, practice as a law firm? 11 0 obj >> >> /Flags 96 /FontName /CourierNew 556 556 556 556 556 556 556 548 Firm or an advisory affiliate has previously been fined or ordered to cease and desist activity by the SEC or CFTC. We do not manage client funds or hold custody of assets, we help users connect with relevant financial advisors. The Company generally offers live racing from May to September. >> /FirstChar 32 Firm is affiliated with an insurance company or agent who may be motivated to insure clients with products that generate high sales commissions when lower cost alternatives may exist. Top Executive: Marianne Caswell: Recruiting Contact: Katie Martineau (860) 378-4078 E-mail Kevin Janus (610) 807-7406 E-mail: Marketing Contact: Rachael Hoffmann You can feel confident in the management of your assets with your trusted Park Avenue Securities financial professionaland with Pershing as the custodian. 500 500 500 333 259 333 583 0 /Subtype /CIDFontType2 << /Filter /FlateDecode /Length 3547 /Length1 5648 >> /StemV 0 666 666 610 333 277 333 583 556 rkX>u3r RIH*}|"@KN1"p@z -/B33h4O\J{d7/W,]m)0 ( vDLC}UX|bQ}MsMy:2`tEA=qfef!XaA[(qR-[Guv~gE3C|\v zn`&S5ytU)tYC C^&&zbW _,f{L>TB << 600 600 600 600 600 600 600 600 National Financial Network is not an affiliate or subsidiary of PAS or Guardian. /LastChar 255 What does this mean and why is it important? 333 1000 666 333 1000 0 610 0 /FontBBox [ -665 -325 2000 1040 ] 722 722 722 722 722 722 1000 722 - Account balances and holdings. This data is then run through our proprietary Trust Algorithm to generate a star rating for each firm based on a variety of measures, including disciplinary history and conflicts of interest. 333 1000 666 333 1000 0 610 0 /BaseFont /DDACTR+Symbol 556 556 277 277 583 583 583 556 /CIDToGIDMap /Identity The SEC or CFTC has previously entered an order against this firm or an advisory affiliate in connection with an investment-related activity. /Encoding /WinAnsiEncoding /Type /Font 556 556 333 500 277 556 500 722 With your iPhone or iPad, you can access- Account balances and holdings- Transaction history- Order Status- Market information and quotes- Your securities watchlist- Equity order entry (if enabled by your financial institution)From your iPad, you can also access account documents such as statements, trade confirmation and tax documents.Please note:- Account access, trade execution and system response may be affected by a variety of factors, including trading volumes, market conditions, phone and computer networks.- Fees, markups or commissions may be charge on trades. 666 666 610 277 277 277 469 556 333 1000 556 333 943 0 500 666 >> 500 500 500 333 259 333 583 0 Data obtained from U.S. Securities and Exchange Commission as of 12/14/2022. Learn more about how to better serve divorced clients and their financial needs. /FontFile2 14 0 R 15 0 obj 610 556 556 556 556 500 556 500 endobj /FontDescriptor 15 0 R /ToUnicode 17 0 R ] stream /StemV 0 >> What conflicts do I need to be made aware of? In this role, she is responsible for the day-to-day operation of all facets of the business, including sales, service, underwriting, technology, and finance. 722 722 777 777 777 777 777 583 To initiate a hardship withdrawal from a non-ERISA Group Annuity Plan, please download, complete and submit the appropriate Withdrawal Request Form provided here: DOWNLOAD HARDSHIP WITHDRAWAL FOR NON-ERISA GROUP ANNUITY PLAN - 7223 Reminder: Forms 6663 and 7223 are only for plans that permit hardship withdrawals. /StemV 0 Please read it carefully before investing or sending money. 556 556 277 277 583 583 583 556 Does your firm perform side-by-side management? /Type /FontDescriptor #q_i'PMNE}E)1\sN/Gg{]wDdpL}HH#" W? 1015 666 666 722 722 666 610 777 %PDF-1.3 333 1000 666 333 1000 0 610 0 /Name /F3 333 1000 500 333 943 0 500 666 Ready to Talk to Someone? Park Avenue Securities Review. << Park Avenue Securities, registered in 2000, serves 53 state (s) with a licensed staff of 1,696 advisors. 277 333 556 556 556 556 259 556 endobj Some firms receive these fees as payments, which creates an incentive to promote them. endobj << 0xwdckCwzT << 666 666 666 666 277 277 277 277 The Company assumes no obligation to update or revise these forward-looking statements for any reason, even if new information becomes available in the future, except as required by law. /Type /FontDescriptor What does this mean and why is this important? 556 556 556 556 556 556 556 556 333 556 556 500 556 556 277 556 endobj Terms of Use | Disclaimers | Privacy Policy. endobj /Flags 38 333 1000 500 333 943 0 500 666 What does this mean? Firm or an advisory affiliate was previously found to have made false statements or omissions by a self-regulatory organization. 610 556 556 556 556 500 556 500 The Casino hosts card games 24 hours a day, seven days a week, dealing both poker and table games. << About Canterbury ParkCanterbury Park Holding Corporation (Nasdaq: CPHC) owns and operates Canterbury Park Racetrack and Casino in Shakopee, Minnesota, the only thoroughbred and quarter horse racing facility in the State. from 8 AM - 9 PM ET. ] /Ordering (tu-) 333 736 370 556 583 0 736 552 1 BNY Mellon is the parent company of Pershing. 600 600 600 600 600 600 600 600 /BaseFont /Arial,Italic /Type /FontDescriptor The stock market didn't experience much up or down price action this week. /Encoding /WinAnsiEncoding Through its affiliated advisors, Park Avenue works with tens of thousands of individual clients. While Park Avenue Securities advises clients across a variety of portfolio sizes, the average client balance is currently $172,819. 333 556 610 556 610 556 333 610 Whether its building a long-term investment strategy for retirement, saving for college,or capital preservation, at Park Avenue Securities, we provide financial professionalswith the products and tools to help you step forward to take charge of your financial future and achieve financial success. Will any of my assets be invested in those products? What does this mean? Should I Hire a Financial Advisor or DIY It? /CapHeight 500 What does this mean? /Type /Outlines In total, Park Avenue Securities manages $9.9 billion in assets. endobj 333 1000 666 333 1000 0 610 0 /Ascent 905 This website is intended for general public use. Questions to ask How does your firm mitigate them? Firms that receive soft-dollar benefits could be incentivized to push trades through broker-dealers that provide advantages to the firm instead of through broker-dealers that could provide the best execution for their clients. 333 556 556 500 556 556 277 556 /Registry (~X) For more information, see the developers privacy policy. Park Avenue Securities is a registered broker-dealer, investment adviser and a direct, wholly-owned subsidiary of Guardian Life. 333 736 370 556 583 0 736 552 Why does your firm believe in offering commission-based services to clients? /Type /FontDescriptor 6 0 obj << endobj As a result, we do not support personal reviews on the site. 610 610 610 610 610 556 610 556 Inflation and Fed policy concerns offset bank stock strength. What does this mean? regulatory actions against them, customer complaints or instances of arbitration or termination of employment. endobj Find and update your U.S. News Advisor Profile, Best Parent Student Loans: Parent PLUS and Private, Investment Adviser Public Disclosure database, Merrill Lynch, Pierce, Fenner & Smith Inc. While this can be seen as "eating your own cooking," there are conflicts that may arise. :hz\31V%d&F}^kdtp>}|p3~)ry}&66:flK2 H}yF&2%.OM5!d2Yx. /CapHeight 500 666 666 666 666 277 277 277 277 1HX{2rdL&)8~Iad)H&pd2 DZIn?ht%KZ[ltHxW:Y|g1{#n]`0e7C!yF^R_kyiFXldt /LastChar 255 endobj Securities products and advisory services offered through Park Avenue Securities LLC (PAS), member FINRA, SIPC. /Type /Font /Widths [ 277 277 354 556 556 889 666 190 333 1000 666 333 1000 0 610 0 The stock market mostly declined on the week. Caswell is dedicated to raising awareness for childhood cancer research and has previously served on the board for the Association for Research of Childhood Cancer in Buffalo. Data obtained from U.S. Securities and Exchange Commission. Securities products/ services and advisory services are offered through PAS, a registered broker dealer and investment adviser. /FontBBox [ 0 -220 1113 1005 ] 2 _nR=e:Gr$-d ]C$ts&7 }(&.C[ 6Xr8K;E9yCgN#*s_5@>)`me& Rz8vcJ00gcV16zl6`:lID-MxXz4lPRGxZ*;qZg|'xn X f"y6A9iXi~I No. endobj Park Avenue Securities LLC (PAS) is a wholly-owned subsidiary of The Guardian Life Insurance Company of America, which has a rich heritage . 1 [0 ] All Rights Reserved. Investor.com is your trustworthy guide to the world of personal finance. 120 Broadway. 556 556 333 500 277 556 500 722 1 [0 ] 600 600 600 600 600 600 600 600 For more information, please visitguardianlife.comorfollow Guardian onFacebook,LinkedIn,TwitterandYouTube. /Subtype /TrueType All information is accurate as of the writing of this article. 722 277 500 666 556 833 722 777 /FontName /Arial /Flags 32 /ItalicAngle 0 Park Avenue Securities is a wholly owned subsidiary of The Guardian Life Insurance Company of America and is located at 10 Hudson Yards, New York, NY 10001. 13 0 obj /Ascent 832 666 666 666 666 277 277 277 277 endobj /LastChar 255 These conflicts can negatively impact clients via hidden fees and overall higher costs. /Count 5 /First 70 0 R /Last 74 0 R 556 556 500 389 279 389 583 0 /CapHeight 500 "Marianne has over 20 years of experience in building and leading advisory and broker dealer operations," said Lesina. >> Our commitments rest on a strong financial foundation, which at year-end 2019 included $9.3 billion in capital and $1.7 billion in operating income. /FontBBox [ -628 -376 2000 1056 ] 666 666 666 666 666 666 1000 722 This translates to a commitment of conservative, long-term thinking rather than short-term profits. Whether its building a long-term investment strategy for retirement, saving for college,or capital preservation, at Park Avenue Securities, we provide financial professionalswith the products and tools to help you step forward to take charge of your financial future and achieve financial success. >> New York, NY 10020 . /Kids [21 0 R 27 0 R 32 0 R 37 0 R 40 0 R 43 0 R 46 0 R 49 0 R 52 0 R 55 0 R 58 0 R 61 0 R 64 0 R 67 0 R ] 20 0 obj /DescendantFonts [12 0 R] /Descent 300 /Supplement 0 We look forward to sharing more about our plans in the coming months and believe this project will be a source of pride for our community.. Now the login credentials can be entered but the login button is not active. >> /Encoding /Identity-H 399 548 333 333 333 576 556 333 Park Avenue Securities LLC. As the leader of the company's wealth management business, she reports to Leyla Lesina, Senior Vice President and Head of Agency Distribution for Guardian Life. 610 610 610 610 610 610 610 548 556 556 556 556 556 556 889 500 /Name /F1 /Subtype /Type0 March Market Commentary - Monthly Market Review, Experienced Financial Professional Careers, Sign in to the Park Avenue Securities Client Portal, Check the background of Park Avenue Securities and your financial professional on FINRAs BrokerCheck. To learn more about different types of pricing models, see our article on how much a financial advisor costs. Firm offers products that have performance-based fees; the managers of those products may be incentivized to take inappropriate risks to beat their performance benchmark. Client Types. 600 600 600 600 600 600 600 600 /Name /F3 Copyright 2020 The Guardian Life Insurance Company of America, New York, N.Y. Cision Distribution 888-776-0942 What does this mean? 600 600 600 600 600 600 600 600 556 556 556 556 556 556 556 548 All investing involves risk, including loss of principal. Advisors at this firm may be affiliated with other firms in the financial services industry. p' yV > This arrangement creates a conflict where the firm and its representatives may be motivated to insure clients with products, including annuities and life insurance, that generate high sales commissions when lower-cost alternatives may exist. For further detail, see our articles on different types of advisors and financial advisor services. 18 0 obj Our team recognizes the tremendous potential of Canterbury Commons, and we are committed to curating a number of uses as we target entertainment options and brands that are new to the greater Shakopee community and the State of Minnesota. 3 0 obj For the most up-to-date information, please view the applicable SEC and FINRA reports above. 600 600 600 600 600 600 600 600 Firm or a related person recommends the purchase of securities where the firm or a related person serves as an underwriter or general or managing partner. Regulatory disclosures state that firm sells proprietary investments and products. 277 277 354 556 556 889 666 190 Alternatively, you can send a message via the contact page on its website. advisors may be frivolous. Find Out More About Park Avenue Securitiesor follow us on LinkedIn. 666 666 610 333 277 333 583 556 Will anyone that was involved be involved with my accounts in any capacity? /ToUnicode 13 0 R What does this mean and why is this important? /Type /Font endobj 1271 Avenue of the Americas. /Flags 38 >> /Ascent 898 Now you can stay connected while you are on the go wherever you use your iPhone or iPad. /Name /F5 /CapHeight 500 600 600 600 600 600 600 600 0 Read through our introductory course to financial advisors. 600 600 600 600 600 600 600 600 Every day, Guardian provides Americans the security they deserve through our insurance and wealth management products and services. What percentage of income does your firm receive from fees versus commissions? Park Avenue Securities | 2,387 followers on LinkedIn. For more information visit http://www.canterburycommons.com. When firms are dual-registered as broker-dealers, they may be subject to compensation-related conflicts of interest, including revenue sharing from mutual funds and the sale of proprietary investment products. /FontDescriptor 7 0 R sell or hold securities and may be subject to revision or withdrawal at any time. Firm recommends securities or other investment products to advisory clients in which the firm or a related person has some other proprietary (ownership) interest that isnt related to trading or holding the security or securities themselves personally. Each month, investor.com serves as a trusted resource to help thousands of Americans research and compare financial advisors. These may include guidance around retirement planning, such as individual retirement accounts (IRAs), as well as education funding through 529 plans and other investments. What does this mean? Please see our Disclaimers for more information. 2022-135173 20240331. 333 333 389 583 277 333 277 277 /Widths [ 9 0 obj 4 0 obj 600 600 600 600 600 600 600 600 600 600 600 600 600 600 600 600 When? Park Avenue Securities provides financial advisors with the products and tools that help clients step forward to take charge of their financial future and achieve financial success At Park Avenue Securities, We Stand For: Entrepreneurialism: Supporting you as an entrepreneur to drive your business Holistic Planning: Offering an uncommon, << /Length 345 >> /DescendantFonts [16 0 R] Why doesnt your firm use a secure website? 556 0 277 556 500 1000 556 556 666 666 666 666 666 666 1000 722 333 333 389 583 277 333 277 277 % The firm also offers access to VestWise, an automated investment advisory program. /FirstChar 32 What does this mean and why is it important? 666 666 666 666 666 666 1000 722 /FirstChar 32 ']:ks8l&e l|I\a*W1abf mm M^l^ hl}Ur Our system has identified the following disciplinary alerts. Strategies For Wealth. Member FINRA, SIPC. DLw;}`pA%w~qKMLTDjh 69 610 556 556 556 556 500 556 500 What does this mean? Park Avenue Securities manages $9.9 billion and provides investment advisory services for 57,359 clients (1:33 advisor/client ratio). /CIDToGIDMap /Identity 722 277 500 666 556 833 722 777 600 600 600 600 600 600 600 600 The firm offers both standard advisory fee schedules and wrap fee programs. @^6""5Lw6]iJuVSgq:tC2]b}^%: Kwil7oH]*>]d5 c(R3^N1ZytpN^kts$;5 U*4`H2&u34 H1Cm"T &}|^eXo[eHr5yy i;@2GoCm".uTa_tgpT|#13?hA /Count 31 /First 224 0 R /Last 254 0 R /Descent -210 When typing in this field, a list of search results will appear and be automatically updated as you type. The Company is pursuing several mixed-use development opportunities for the remaining underutilized land, directly and through joint ventures. Questions to ask efoP"=W{b(''B6!0`^!l;6*B.ZeG.Xmy8EtG`V 5G()}&&r endobj Any data inaccuracies, please contact our team. Each securities rating should be evaluated independent of each other securities rating. 600 0 600 600 600 600 600 600 Contact the U.S. News Advisor Finder. 556 556 556 556 277 277 277 277 For instance, research has shown that mutual funds that use incentive fees take on more risk than funds that do not, and tend to double down and increase their risk following a poor performance. These forward-looking statements are subject to risks and uncertainties which could affect the Companys actual results and cause actual results to differ materially from those indicated in the forward-looking statements. Are you an advisor? 333 333 365 556 833 833 833 610 in their practice that could influence their ability to advise clients, theyre required to disclose When financial advisors have events /ItalicAngle 0 /FirstChar 32 By providing this content, Park Avenue Securities LLC is not undertaking to provide investment advice for any specific individual or situation, or to otherwise act in a fiduciary capacity. /Name /F2 10 0 obj DALBAR Financial Intermediary Award winner for the 5th consecutive year. >> What does this mean and why is it important? /Descent -219 The following data may be collected and linked to your identity: Privacy practices may vary, for example, based on the features you use or your age. >> 500 500 500 333 259 333 583 0 600 600 600 600 600 600 600 600 277 333 556 556 556 556 259 556 This could be detrimental to a client during down markets. You can contact Park Avenue Securities by calling (888) 600-4667. Q,1E`^I{k#.w$ x0qnc.DcE84V%T2K+\ Ga|l@c!={P6)N!WpBz,gwl[D#baTDNXEU/E*]5{WelYF4XO#s M/ProcSet[/PDF/Text/ImageB/ImageC/ImageI] >>/MediaBox[ 0 0 612 792] /Contents 4 0 R/Group<>/Tabs/S/StructParents 0>> 1015 666 666 722 722 666 610 777 What does this mean? << The existence of such filings may not result in censure or penalty for an advisor and customer complaints against 600 600 600 600 600 600 600 600 722 277 500 666 556 833 722 777 5 0 obj It is our organization's mission to provide unbiased and objective information. Park Avenue Securities manages $10.6 billion and provides investment advisory services for 54,606 clients (1:32 advisor/client ratio). Working with an adviser may come with potential downsides such as payment of fees (which will reduce returns). /CapHeight 500 /StemV 0 This relationship may introduce bias where a firm or related person recommends certain securities with which they are affiliated, rather than others that may have higher returns. 10 Hudson Yards, New York, NY1-888-600-4667 Website. /Widths [ 666 666 610 277 277 277 469 556 ] 277 277 354 556 556 889 666 190 << 333 333 365 556 833 833 833 610 /Name /F1 Park Avenue Securities Mobile provides you with an essential solution for managing your investments. /BaseFont /DDACTR+Symbol /Type /Font Your trusted wealth management destination. Financial advisors help you achieve your life goals, such as saving for retirement, by creating a comprehensive financial plan and managing your investment portfolio (e.g., stocks, ETFs, mutual funds, bonds). 722 722 722 722 722 722 1000 722 600 600 600 600 600 600 600 600 277 277 354 556 556 889 666 190 /ItalicAngle 0 The Park Avenue Securities Research and Due Diligence Team distributes a monthly market commentary highlighting current market events and aims to keep you informed on market trends. 1 [0 ] /Flags 32 Highlights, big interviews, and more from the Milken Institute Global Conference. /FirstChar 32 666 666 666 666 277 277 277 277 Park Avenue Securities Mobile lets you manage your financial portfolio in an efficient and user-friendly environment designed for your mobility.Through Park Avenue Securities Mobile, you have fully featured access to account information, such as balance, holdings, activity and order status. endobj All rights reserved. /FontName /DDACTR+Symbol 556 222 222 500 222 833 556 556 666 666 666 666 277 277 277 277 stream /Flags 35 1 0 obj 556 0 222 556 333 1000 556 556 /Subtype /TrueType Firm is a broker-dealer, or is affiliated with one, and may be subject to compensation-related conflicts of interest. Financial advisory firms charge fees in different ways, such as a percentage of your assets (aka AUM, or assets under management), an hourly fee, or a fee for a specific service. endstream AtPark Avenue Securities LLC, we are a broker/dealer that is a whollyowned subsidiary of Guardian, which has a rich heritage of promises kept since 1860. Also, scroll over any city to learn about the cost of living in retirement for that location. endobj endobj 4 0 obj << Member FINRA, SIPC. /Registry (|y) Investor.com relies on regulatory data from the SEC to rate and review financial advisor firms. Compensation types are listed for Park Avenue Securities LLC. NEW YORK, Feb. 16, 2021 /PRNewswire/ -- The Guardian Life Insurance Company of America (Guardian Life) today announced that Marianne Caswell has been named President of Park Avenue Securities, LLC. In addition, more than 1,000 units of upscale residential apartments and for-sale townhomes are in various stages of completion or construction. /BaseFont /Arial /StemV 0 SHAKOPEE, Minn., May 01, 2023 (GLOBE NEWSWIRE) -- Canterbury Park Holding Corporation, (Canterbury or the Company) (NASDAQ: CPHC), today announced that that it has completed the sale of 37 acres of land to Bloomington Investments, LLC, an entity related to Swervo Development (Swervo), for total consideration of $8.8 million. 556 556 556 556 277 277 277 277 Depending on the IAR you work with, you may also have access to financial planning and consulting services. For example, front-running is when a financial professional buys or sell securities ahead of their client. PARK AVENUE SECURITIES LLC CRD# 46173 SEC# 8-51324 Main Office Location 10 HUDSON YARDS NEW YORK, NY 10001 Regulated by FINRA New York Office Mailing Address 10 HUDSON YARDS NEW YORK, NY 10001 This firm is a brokerage firm and an investment adviser firm. Park Avenue Securities consented toa censure for this, in addition to paying restitution in the amount of $640,552. 666 666 666 666 666 666 1000 722 Your advisor will analyze your personal situation, taking into account factors such as your risk tolerance, time horizon and financial goals, before making recommendations. Registered in FL, GA, HI, IA, ID, IL, IN, KS, ND, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV, WY, AK, AL, AR, AZ, CA, CO, CT, DC, DEWhile Park Avenue Securities LLC is licensed to operate in 50 states, Puerto Rico and the District of Columbia, licenses for individual advisors may vary. investor.com is not endorsed by or affiliated with the SEC or FINRA. >> /CIDToGIDMap /Identity The interactive version of this map is only available on Desktop devices. /FontBBox [ -665 -325 2000 1040 ] Suite 200, Beachwood, Ohio 44122, 677 Ala Moana Blvd Suite 720, Honolulu, Hawaii 96813, 5040 Roswell Road, Atlanta, Georgia 30342, 200 Broadhollow Road Suite 405, Melville, New York. >> /FontDescriptor 5 0 R FINRA data last verified March 15, 2023. 610 556 556 556 556 500 556 500 /LastChar 255 /Type /Font 610 610 610 610 610 556 610 556 In its Form ADV filed March 28, 2018, Respondent reported regulatory assets under management of approximately $3.4 billion. Questions to ask 10 0 obj 333 736 370 556 583 0 736 552 However, registered advisors must uphold their fiduciary duty to always prioritize clients' best interests when making recommendations. Questions to ask 722 277 500 666 556 833 722 777 666 777 722 666 610 722 666 943 These forward-looking statements speaks only as of the date of this press release. {5,67df~pO-SLV=.X][z,%O2LP* 8qD*N>QVA4xezD?QgP! (~Xa}R0_dZLJO qj_8M=yL~G#Vg|B`^:#d}nc2rg3BGK 556 556 556 556 556 556 556 556 556 0 277 556 500 1000 556 556 OSJ: 990 Stewart Avenue, Ste 200, Garden City, NY 11530, ph# 516.745.5600. 556 0 222 556 333 1000 556 556 /FontBBox [ -665 -325 2000 1040 ] Questions to ask /Type /Font This could also limit the number and diversity of investment options available and may impact their transferability. >q{& _rv5Iy|,S_lSW(&k'UkjDzJgr/"}]1[YI2+I]D\-,1d~>s^k6JUjBk!Q~cf_vBH6n**88E*-a'w7eNlc'NudO$ KWk| If you have questions about Park Avenue Securities and/or John Suckey and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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